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Fraud deterrence
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161	APX VCS REGISTRY REGULATED PERSON ATTESTATION The undersigned, in the name and on behalf of ____________________________ (“Account Holder”), represents, warrants and covenants to APX, Inc. (“Administrator”), as a Add to Reading List Source URL: www.vcsregistry.com Language: English - Date: 2014-02-07 17:21:31 Finance Investment Advisers Act Financial adviser Employee Retirement Income Security Act Investment Company Act Financial regulation Financial services Securities Fraud Deterrence and Investor Restitution Act 76th United States Congress Investment Financial economics
162	For Immediate Release Contact: Robert Perez The Institute of Internal Auditors [removed[removed] Add to Reading List Source URL: www.coso.org Language: English - Date: 2015-01-14 15:55:47 Risk Committee of Sponsoring Organizations of the Treadway Commission Internal control Fraud deterrence Enterprise risk management Internal audit Audit Cyberwarfare Institute of Internal Auditors Auditing Accountancy Business
163	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 25, 2015 INVESTMENT ADVISERS ACT OF 1940 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 15:01:44 Investment Advisers Act Securities and Exchange Commission Securities fraud Government Securities Exchange Act Financial system Securities Fraud Deterrence and Investor Restitution Act Mutual fund scandal United States securities law Financial regulation 76th United States Congress
164	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 19, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-19 06:08:10 United States Securities and Exchange Commission SEC filings Securities Exchange Act Financial economics Financial regulation Finance U.S. Securities and Exchange Commission Security Securities Fraud Deterrence and Investor Restitution Act United States securities law Stock market 73rd United States Congress
165	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 25, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-25 12:31:19 Investment Advisers Act Financial economics Financial adviser U.S. Securities and Exchange Commission Securities and Exchange Commission Business Government Securities Fraud Deterrence and Investor Restitution Act Finance Investment Registered Investment Advisor
166	For Immediate Release Feb. 5, 2015 Contact: Suzanne Dawson LAK Public Relations, Inc. [removed] Add to Reading List Source URL: www.coso.org Language: English - Date: 2015-02-05 11:38:39 Risk Committee of Sponsoring Organizations of the Treadway Commission Internal control Fraud deterrence Internal audit Enterprise risk management Audit Institute of Internal Auditors Management accounting Auditing Accountancy Business
167	Nov13 Compiled Auditing Standard ASA 240 Add to Reading List Source URL: www.auasb.gov.au Language: English Risk International Standards on Auditing Audit Fraud deterrence Information technology audit International Auditing and Assurance Standards Board Information technology audit process Generally Accepted Auditing Standards Auditing Accountancy Business
168	Summary of our fraud survey results for local authorities Add to Reading List Source URL: www.oag.govt.nz Language: English - Date: 2014-04-29 00:45:24 Law Deception Auditing Tort law Internal control Fraud deterrence Identity theft Crimes Fraud Ethics
169	PUBLIC LAW[removed]—JUNE 17, [removed]STAT. 541 Public Law[removed]96th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:57:21 Law of the Republic of China United States federal banking legislation Taxation in the United States Securities Fraud Deterrence and Investor Restitution Act
170	PUBLIC LAW[removed]—OCT. 15, 1990 Public Law[removed]101st Congress 104 STAT. 931 Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2014-11-20 08:52:47 Law Financial regulation Government Cease and desist U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities Fraud Deterrence and Investor Restitution Act Hate speech laws in Canada United States securities law 73rd United States Congress United States Securities and Exchange Commission

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